Policies

Complaints and appeals policy and procedures

Name of Document:

Complaints and Appeals Policy and Procedures

Current version:

1

Date of last review:

New Policy

Last review by:

Group Academic Director

Policy owned and approved by:

MHEP Executive Board and MHEP Academic Board

Next review due date:

September 2026

SUMMARY OF CHANGES TO DOCUMENT

Summary of Changes between previous and current

issue

Page Number

New Policy

Throughout

1.Policy Statement

Malvern International is committed to delivering high-quality educational services and ensuring that students have clear, fair, and accessible routes to raise concerns or appeal decisions. This policy outlines the procedures for handling student complaints and academic appeals in alignment with the expectations of the UK Quality Code and the Office of the Independent Adjudicator for Higher Education (OIA). It is designed to ensure fair, timely, and consistent treatment of all concerns raised by students across Malvern’s provision. This policy applies to:

  • All students currently enrolled on programmes delivered by Malvern International embedded within university partner campuses;
  • Applicants recruited and processed by Malvern International for programmes delivered by partner universities or delivered by Malvern International, where Malvern is responsible for admissions support, offer management, or student onboarding;
  • Applicants to Malvern-led provision, including those applying to programmes under Malvern’s own UKVI sponsorship on its own campuses.

Where a programme is delivered in partnership with an awarding body or university, students must first follow this internal procedure. If unresolved, the matter will then be referred to the relevant partner’s complaints or appeals procedure.

Students who have exhausted Malvern International’s internal procedures, or where appropriate the procedures of a university partner, retain the right to escalate their case to the Office of the Independent Adjudicator for Higher Education (OIA). The OIA is an independent body that reviews student complaints in higher education. Applications must normally be submitted to the OIA within 12 months of the issue of a Completion of Procedures Letter. Further information is available on the OIA website: https://www.oiahe.org.uk.

2.Scope

This policy applies to all students enrolled at Malvern International, including those studying with partner institutions, across all locations and modes of delivery.

This policy covers:

  • Academic complaints and appeals
  • Non-academic complaints and appeals
  • Admissions-related complaints and appeals

3.Principles

This policy is underpinned by the following principles:

  • Fairness, transparency, and impartiality
  • Timely resolution and clear communication
  • Respect for confidentiality and data protection
  • Accessibility and inclusivity for all students
  • Consistency and adherence to awarding body requirements

This policy aligns with:

  • The OIA Good Practice Framework, which upholds principles of accessibility, clarity, proportionality, timeliness, fairness, independence, confidentiality, inclusive, flexible and continuous improvement of student experience.
  • QAA UK Quality Code, particularly Principle 12: “Providers operate processes for complaints and appeals that are robust, fair, transparent and accessible, and clearly articulated to staff and students. Policies and processes for concerns, complaints and appeals are regularly reviewed and the outcomes are used to support the enhancement of provision and the student experience.”

4.Accessibility and Inclusivity

Malvern International is committed to ensuring that all students can access and engage with the complaints and appeals processes on an equal basis. We recognise that some students may face barriers due to disability, learning difficulty, mental health condition, or other circumstances requiring support.

Reasonable adjustments will be provided throughout the process to ensure accessibility and fairness. These may include, but are not limited to:

  • Alternative formats for submitting complaints or appeals
  • Extended timeframes where justified by individual needs
  • Support during meetings or hearings
  • Accessible venues or virtual meeting options
  • Clear communication and additional guidance where needed

Students are encouraged to inform their Centre contact as early as possible if they require adjustments. Requests will be handled confidentially and without prejudice, in accordance with Malvern’s obligations under the Equality Act 2010.

Our goal is to ensure that all students are treated fairly, supported appropriately, and empowered to raise concerns in a safe and respectful environment.

5.Definitions

  • A complaint is an expression of dissatisfaction about academic or non-academic services, teaching, facilities, or conduct.
  • An academic appeal is a request for a review of a decision relating to assessment, progression, or award. Students may appeal an outcome based on evidence of procedure, but not on the basis of disagreement with academic judgement.
  • An admissions appeal challenges a decision to reject an application to study.
  • A Completion of Procedures Letter is a formal document confirming the end of internal procedures and may be required to escalate a case to the Office of the Independent Adjudicator (OIA).
    • Where Malvern International is the final decision-maker (e.g., admissions or non-academic complaints), the CoP Letter will be issued by Malvern International.
    • Where the matter relates to a university partner’s academic decision or admissions process, the CoP Letter will normally be issued by the partner university. Malvern will confirm to students which organisation is responsible in each case.

 

Section A
Complaints Process

If a student has a dispute with a staff or faculty member, or feels they have been treated unfairly, they are encouraged to raise the concern through the informal process in the first instance.

If the matter remains unresolved, the student may submit a formal complaint in writing. Complaints should be directed to the appropriate contact:

  • The Centre Director for non-academic complaints
  • The Head of Learning and Teaching for academic complaints
  • Head of Admissions for admissions-related complaints

A.1 Stage 1: Informal Resolution

Malvern International encourages students to raise any concerns as early as possible and to seek an informal resolution wherever appropriate. This stage is intended to facilitate prompt, proportionate, and constructive responses to student concerns before a formal procedure is initiated.

A student who is dissatisfied with any aspect of their experience, whether academic or non-academic, is advised to raise the matter informally with the member of staff most directly responsible for the issue. This may include a lecturer, personal tutor, administrator, or service manager, depending on the nature of the concern.

The staff member receiving the concern should listen carefully, establish the relevant facts, and make brief, informal notes for monitoring and quality assurance purposes. If the staff member has the authority to do so, they should take reasonable steps to resolve the matter promptly and professionally.

Students can expect a written response to their informal concern within 10 working days. During this stage, students may also seek advice from the Student Support Team.

Where a concern cannot be resolved informally or where informal engagement is inappropriate (e.g. due to the seriousness of the issue or conflict of interest), the student may proceed to Stage 2.

Malvern International is committed to ensuring that students are listened to respectfully and that their concerns are considered fairly. Where appropriate, staff should offer an explanation, clarification, or apology and confirm any steps being taken to address or prevent recurrence of the issue.

A.2 Stage 2: Formal Complaints Procedure

Students should pursue the formal procedure only where:

  1. Informal resolution (Stage 1) has been attempted but failed to resolve the concern satisfactorily; or
  2. The matter is complex, serious, or inappropriate for informal handling and requires a formal investigation.

To initiate a formal complaint, the student must complete the appropriate Complaint Form and submit it in writing to the Centre Director for non-academic complaints, Head of Learning and Teaching for academic complaints and Head of Admissions for admission related complaints.

The form must be submitted within 10 working days of the outcome of the informal resolution stage, or from the date of the incident when the informal resolution was not an appropriate avenue.

The complaint submission must include:

  • The student’s full name, student ID, and contact information
  • A clear summary of the concern and previous discussions, if any
  • Reasons why the matter remains unresolved or cannot be resolved informally
  • Any supporting evidence or documentation
  • The outcome the student is seeking

Upon receipt, the Centre Director, Head of Learning and Teaching or Head of Admissions, will acknowledge the complaint within 5 working days and determine whether:

  • The complaint has been submitted under the correct procedure and within the timescale
  • The matter falls within the scope of this policy
  • It should be redirected to an alternative procedure

If the complaint is accepted, a formal investigation will be initiated. This may involve interviews with relevant individuals, a review of records, and the collection of further evidence. Students may be contacted to clarify points or provide additional material during the investigation.

A full written response, including a decision and rationale, will normally be provided to the student within 20 working days of the complaint being accepted. This response will:

  • Set out the findings of the investigation
  • Clearly explain the outcome and the reasons for the decision
  • Confirm any remedial actions or service improvements, with timescales
  • Inform the student of their right to request a review (Stage 3)
  • Provide the relevant grounds, process, and deadline for requesting that review
  • Include information on how to access advice and support

If the matter is resolved at this stage, the process will be closed and recorded. If the student remains dissatisfied with the outcome, they may proceed to Stage 3, subject to the conditions outlined in the relevant section.

Malvern International is committed to ensuring that formal complaints are handled in a timely, proportionate, and fair manner, with a clear record maintained of the process and any actions taken.

Students are entitled to be accompanied or represented at any formal stage of the complaints and appeals process. This may include a Students’ Union representative, a fellow student, a family member, or another trusted individual. In exceptional circumstances, students may also choose to be supported by a legal representative.

Malvern International assures students that raising a complaint or appeal will not disadvantage them in their studies or treatment.

A.3. Stage 3: Review Stage

If a student is dissatisfied with the outcome of Stage 2, they may request a review of the decision within 10 working days of receiving the written outcome. The purpose of the review stage is not to reconsider the original complaint or appeal in full, but to determine whether the formal procedure was conducted appropriately, fairly, and in line with policy.

A request for review must be made in writing and must clearly specify one or more of the following grounds:

  1. Procedural irregularity in the handling of the formal complaint
  2. Unreasonable or disproportionate outcome, based on the evidence considered
  3. New material evidence which was not available and could not reasonably have been provided earlier.

A.4. Internal Review Panel

If a student is dissatisfied with the outcome of Stage 2, their next step depends on the nature of the complaint:

  • For complaints related to Malvern-controlled matters (e.g. non-academic complaints or admissions decisions), students may request a final internal review under Section A.4.1.
  • For academic complaints relating to university-awarded provision, students will be referred directly to the awarding partner’s complaints or appeals procedure as outlined in Section A.4.2.

A.4.1 Internal Review Panel (Non-Academic and Admissions Matters)

Students may request a review of a Stage 2 outcome within 10 working days of receiving the decision, where the issue relates to a matter under Malvern International’s direct responsibility.

The request must be made in writing and clearly state one or more of the following grounds:

  • Procedural irregularity in the handling of the formal complaint or appeal
  • Unreasonable or disproportionate outcome, based on the evidence considered
  • New material evidence that could not reasonably have been provided earlier

A Complaints Review Panel will be convened under the authority of the MHEP Executive Board. The panel will include at least one independent member not previously involved and will issue a written outcome within 28 calendar days of the hearing. The outcome will confirm whether internal procedures are complete and, where applicable, a Completion of Procedures (CoP) Letter will be issued.

A.4.2 Referral to Partner Institution (Academic Complaints)

Where a student is enrolled on a programme franchised or validated by a university partner, and the matter relates to an academic decision, Malvern International will:

  • Conclude its internal process at Stage 2
  • Advise the student of the relevant university’s complaints or appeals policy
  • Support the student in preparing their referral to the partner institution, if requested

In such cases, the university partner’s decision will be final under their governance framework. Malvern will not issue a Completion of Procedures Letter unless explicitly required by the partner. Once the university’s internal procedures are fully exhausted, the student may be eligible to refer the matter to the Office of the Independent Adjudicator (OIA) for independent review.

 

Section B
Appeals

An appeal is a formal request to review the outcome of a decision made by Malvern International, on the grounds that the decision may have been procedurally unfair, unreasonable, or affected by new evidence. This policy recognises three categories of appeal:

  • Academic appeals – relating to assessment processes or academic decisions under Malvern’s responsibility
  • Non-academic appeals – relating to complaints or decisions arising from student conduct, service access, or other non-teaching matters
  • Admissions appeals – relating to decisions to reject an application to study at Malvern International

Appeals must be based on one or more of the following recognised grounds:

  • Procedural irregularity: administrative or procedural errors that may have materially affected the outcome
  • New material evidence: information or documentation that was not reasonably available at the time of the original decision and may have affected the outcome
  • Unreasonable or disproportionate outcome: the decision was clearly unreasonable or inconsistent with the evidence presented
  • Failure to implement agreed reasonable adjustments: in cases involving disability or access needs

Appeals that are based solely on disagreement with an academic judgement (such as the assessment of the quality of work or grading decisions) will not be accepted, as these fall outside the scope of review under the UK Quality Code and OIA guidance.

Each appeal must be submitted in writing and include:

  • The specific grounds being cited
  • A summary of the original decision and outcome
  • Any supporting evidence or documentation
  • The outcome being sought by the student or applicant

Further details on the process for submitting and reviewing appeals are set out in Sections B.1 (Academic), B.3 (Non-Academic), and B.4 (Admissions).

Academic Appeals Overview

An academic appeal is a request to review an academic decision based on procedure, not academic judgement. Malvern International is responsible for delivering teaching, setting and marking assessments, and ensuring fair academic processes (Section B.1). However, final academic decisions on progression and award are made by the partner university’s assessment boards (Section B.2).

B.1 Academic Appeals (Malvern owned academic processes)

Students may raise a formal appeal to Malvern where the concern relates to:

  • Procedural or administrative errors in the delivery, marking, or moderation of assessments
  • Failure to implement reasonable adjustments or agreed academic arrangements
  • Delivery or conduct of assessments by Malvern staff

Appeals must be submitted within 15 working days of notification of the result, using the Academic Appeal Form. Malvern will investigate whether its academic processes were followed fairly and accurately. Where necessary, recommendations will be made to the relevant university board.

B.1.1 Stage 1: Informal Resolution

Students are encouraged to raise concerns about assessment delivery, marking, or academic process informally with the relevant teaching staff member (e.g. module tutor or programme leader) as early as possible. Where appropriate, the concern may be resolved quickly through clarification, informal review of process, or explanation. Informal concerns should be raised within 10 working days of the results publication. If the concern cannot be resolved informally, or the student remains dissatisfied, they may proceed to the formal stage.

B.1.2 Stage 2: Formal Appeal Submission and Review

Students must submit a formal Academic Appeal Form within 15 working days of the results publication and after they have sought informal resolution. Appeals must be based on valid grounds (section B). Upon receipt, the Centre will:

  • Acknowledge the appeal within 5 working days
  • Check that it meets the required grounds and timescale
  • Refer the student to the appropriate procedure if the appeal is misdirected
  • Where possible, the Centre may still encourage resolution through dialogue or clarification.

Appeals lacking valid grounds or evidence may be rejected at this stage, with reasons provided in writing.

Where the appeal is accepted:

  • An independent academic staff member with no prior involvement will be appointed to investigate
  • The student and relevant staff may be interviewed
  • Documentation will be reviewed and findings recorded
  • The investigator will report findings to the appropriate university board if relevant
  • The student may attend any formal meeting, supported by a peer or Student Services Officer.

A written outcome will be issued within 15 working days of the final meeting and will include:

  • A decision and rationale
  • Any actions to be taken
  • Right to request a review (if eligible)
  • Contact points for advice and support

B.1.3 Stage 3: Review

Students enrolled on franchised, validated, or similar programmes delivered by Malvern International are subject to Malvern’s appeals procedure in the first instance for academic appeals for section B.1. Where internal procedures have been exhausted and the student remains dissatisfied, the appeal may be escalated to the relevant awarding partner in line with their published policies. Malvern will:

  • Provide the student with the relevant awarding partner’s appeals policy and forms
  • Support the referral of the case where appropriate
  • Acknowledge that the partner institution’s decision is final under their own governance structure
  • Issue a Completion of Procedures letter only once both internal and, where applicable, partner-level processes are exhausted

B.2 Academic Outcomes Appeals (University Partners)

Appeals against progression, award, or termination decisions must be submitted through the university partner’s academic appeals process. Malvern will:

  • Provide students with the appropriate appeals policy and guidance
  • Support students in preparing their appeal, if requested
  • Refer any internal findings that may be relevant to the university’s assessment board

Malvern will not issue a Completion of Procedures Letter for academic decisions made by a university board unless explicitly requested by the partner.

Non-Academic and Admissions Appeals

B.3 Non-Academic Appeals

A non-academic appeal is defined as a request by a student to review the outcome of a decision arising from a non-academic complaint, such as those related to:

  • Harassment or sexual misconduct investigations
  • Access to support services or learning resources
  • Behaviour or conduct of staff or students
  • Breach of non-academic policy or procedural fairness

Non-academic appeals follow a two-stage process designed to support early resolution and ensure fairness and transparency.

B.3.1 Stage 1: Informal Resolution

Students are encouraged to raise concerns related to non-academic matters informally in the first instance. This may include concerns related to:

  • Harassment or sexual misconduct investigations
  • Access to support services or learning resources
  • Behaviour or conduct of staff or students
  • Breach of non-academic policy or procedural fairness

Students should raise the concern with the relevant staff member or department, such as Head of Student Services or the Centre Director, as soon as possible and ideally within 10 working days of the issue arising.

Informal resolution may include clarification, mediation, or practical steps to resolve the matter. A written outcome will normally be provided within 10 working days. If the student is not satisfied with the response, they may proceed to Stage 2.

B.3.2 Stage 2: Formal Appeal Submission and Review

If informal resolution does not resolve the issue, students may submit a formal non-academic appeal in writing within 10 working days of the outcome of their original complaint.

Appeals will only be considered where one or more of the following grounds are met:

  • Procedural irregularity in the handling of the original complaint
  • Unreasonable or disproportionate outcome based on the available evidence
  • New, material evidence that was not reasonably available at the time of the original decision

Formal appeals must include:

  • A clear statement of the grounds for appeal
  • A summary of the original complaint and the outcome received
  • Any supporting documentation or new evidence

The appeal will be reviewed by a sub-group of the MHEP Executive Board, comprising senior staff not previously involved in the matter. This review will focus on whether the original process was followed correctly and whether the outcome was reasonable and proportionate.

Students may submit a written statement or additional clarification as part of the review. The panel will not re-investigate the original complaint but may recommend further action where appropriate.

A written outcome will be provided within 20 working days and will constitute the final internal stage. A Completion of Procedures Letter will be issued where applicable, enabling referral to the Office of the Independent Adjudicator (OIA) if the complaint meets eligibility criteria.

Where the non-academic matter relates to harassment or sexual misconduct, this policy should be read in conjunction with the Student Harassment and Sexual Misconduct Policy, which outlines specific procedures, definitions, and safeguarding considerations.

B.4 Admissions Appeals

An admissions appeal is a formal request by an applicant to challenge a decision to reject their application for entry to a Malvern International programme. The appeal process will differ depending on the admissions framework.

B.5 Appeals under Malvern-managed admissions process

Where Malvern International manages admissions under a formal agreement with a university partner (e.g. issuing offer letters, assessing applications, or making recommendations), applicants may appeal a decision through the following staged process:

B.5.1 Stage 1: Informal Resolution

Applicants are encouraged to first contact the Admissions Team for clarification or informal feedback on the decision. In many cases, queries can be resolved at this stage by providing additional information or explanation.

Informal enquiries should be made as soon as possible following the receipt of the admissions decision and will normally be responded to within 5 working days.

B.5.2 Stage 2: Formal Appeal Submission and Review

If the applicant remains dissatisfied, they may submit a formal appeal in writing within 10 working days of the original decision or informal response. Appeals must be addressed to the Head of Admissions and include:

  • A clear statement of the grounds for appeal, which may include:
  • Procedural error or irregularity in the admissions process
  • New and relevant evidence that was not available at the time
  • Manifest unreasonableness, bias, or unfairness in the decision-making process
  • Any supporting documentation
  • A copy of the original application decision or correspondence

The appeal will be reviewed by a senior member of staff not involved in the original decision. A written outcome will normally be issued within 10 working days of receipt. A Completion of Procedures Letter will be issued, which may be used to refer the matter to the awarding partner or the Office of the Independent Adjudicator (OIA), where applicable.

B.5.3 Stage 3: Review (Non-Academic and Admissions Appeals)

For non-academic and admissions appeals, Malvern International’s internal process represents the final stage of review. However, where a student or applicant is enrolled on, or applying to, a franchised or validated programme delivered in partnership with a university, and the matter remains unresolved after exhausting Malvern’s procedures, the student may request that the case be considered under the partner university’s relevant policies, where permitted. Malvern will:

  • Provide access to the partner university’s complaints or admissions appeals policy and relevant documentation
  • Support the referral of the case, where appropriate
  • Acknowledge that the partner university’s decision will be final under its governance framework

A Completion of Procedures Letter will be issued only where Malvern is the final decision-maker or where explicitly requested by the partner institution.

B.6 Appeals under University-managed admissions

Where admissions are conducted using a university partner’s systems and authority, Malvern acts only in an administrative or support capacity.

  • In such cases, Malvern will refer the applicant to the university’s admissions appeals or complaints procedure.
  • Malvern will assist the student in accessing the correct process but will not conduct its own internal review.

Completion of Procedures Letters will only be issued by Malvern for Malvern-controlled decisions. Malvern will not issue a Completion of Procedures Letter for academic decisions made by a university board unless explicitly requested by the partner.

 
Section C
Monitoring, Reporting, and Continuous Improvement

C.1 Purpose and Commitment

Malvern International is committed to maintaining the effectiveness, transparency, and fairness of its complaints and appeals processes. Regular monitoring and reporting enable the institution to:

  • Ensure compliance with regulatory requirements
  • Identify emerging patterns, risks, or areas for enhancement
  • Uphold institutional accountability and drive continuous improvement
  • Maintain the confidence of students, staff, and external partners in the fairness of our procedures

C.2 Data Collection and Review

Each Centre will maintain a secure and anonymised record of all complaints and appeals, including:

  • Type of case
  • Stage at which it was resolved (informal, formal, review)
  • Timeframes for each stage of the process
  • Grounds cited and outcomes reached
  • Any referrals to partner institutions or external bodies
  • Completion of Procedures Letters issued

This data will be reviewed on a termly basis by relevant governance groups.

C.3 Annual Reporting

The summary of any academic complaints or appeals will be part of the annual monitoring report at centre level and will form part of the trend and regulatory review through the Quality Action Plan.

An annual summary report will be submitted to the Executive Board on any non-academic and admission complaints and appeals, and where relevant, shared with external partners.

The reports will include:

  • Quantitative data on complaints and appeals by category
  • Time-to-resolution benchmarks and any cases exceeding published timeframes
  • Key themes or concerns raised by students
  • Actions taken to address any systemic or procedural issues
  • Recommendations for training, policy review, or service improvements

Anonymised trend data may also be shared with student representatives or staff development teams to support learning and transparency.

C.4 Policy Review and Benchmarking

This policy will be formally reviewed annually or sooner where:

  • There is a significant change in sector guidance
  • Following an internal audit recommendation
  • Following a quality action plan or annual summary report review

The review will assess the alignment of Malvern’s procedures with sector best practice and ensure continued relevance across all centres and delivery models.

C.5 Partner Institution Coordination

For franchised or validated programmes, Malvern International will:

  • Comply with partner university reporting requirements for complaint and appeal cases
  • Share anonymised data on student referrals, outcomes, and emerging themes
  • Participate in joint reviews, audits, or case management discussions where appropriate
  • Ensure students are made aware of both Malvern and partner procedures, and are supported to navigate both where applicable